Advanced Certification in Regulatory Compliance (Insurance)
This qualification will provide you with the necessary theoretical and practical skills to enhance your career and develop within your profession. It gives the necessary knowledge, skills and understanding of key topics that affect Compliance Professionals particularly an in-depth view on the inter-relationship between governance, risk and compliance.
Recommended For:
Recommended For:
- Compliance, AML and Financial Crime Officers
- Money Laundering Reporting Officers
- Managers with responsibility for Internal Compliance Controls
- Internal and External Audit Staff
- Company Secretaries
- Legal Practitioners
- Accountants
Minimum Entry Requirement:
- Degree or professional qualification with at least three years of compliance-related work experience OR;
- Certification in Regulatory Compliance (Insurance) with at least one year of relevant experience
| MODULE | OUTLINE |
|---|---|
| UNIT 1 | Understanding the regulatory environment |
| UNIT 2 | International regulation |
| UNIT 3 | Compliance in practice |
| UNIT 4 | Insurance, financial and operational risk management |
| UNIT 5 | Managing the risk of money laundering and terrorist financing |
| UNIT 6 | Financial crime prevention |
| UNIT 7 | How corporate governance can enhance your firm’s performance |
| UNIT 8 | How to design and build world-class GRC systems and controls |
| UNIT 9 | Managing the risks of financial crime in insurance |
