Certification in Regulatory Compliance (Insurance)
This Certification is the first in a series of courses that will take you from entry level to becoming a professional Compliance Officer in the insurance services landscape of today. This programme is designed to equip you to demonstrate knowledge, understanding and skills regarding the regulatory environment, the role and responsibilities of both the compliance function and the Compliance Officer. It will give you the skills needed to successfully discharge these duties as well as the implementation of key compliance activities and an awareness of different types of financial crime.
Recommended For:
Recommended For:
- New graduates from any discipline
- Those wanting to build a career in compliance in the fields of Insurance or other financial services
- Staff involved in risk functions and internal or external audit
- Anyone with less than 3 years of experience in compliance or anti-money laundering (AML)
Minimum Entry Requirement:
- Have a good general education (i.e. SPM or O Level)
- Have the ability to complete the reading and written aspects of the programme in English
- A desire to build a career in compliance in the field of insurance
| MODULE | OUTLINE |
|---|---|
| UNIT 1 | Understanding the regulatory environment |
| UNIT 2 | International regulation |
| UNIT 3 | Compliance in practice |
| UNIT 4 | Insurance, financial and operational risk management |
| UNIT 5 | Managing the risk of money laundering and terrorist financing |
| UNIT 6 | Financial crime prevention |
